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Technical Paper

Initiating a Values Based Culture at Track-Type Tractors Division of Caterpillar Inc.

1999-03-01
1999-01-0250
During the early 1990s, the Track-Type Tractors Division (TTTD) of Caterpillar Inc. experienced several challenges. The Division faced increasing global competition in the midst of an economic recession. Although intense plant modernization and reorganization occurred in the five previous years, the business unit was not profitable. In 1993, Track-Type Tractors Division instituted its solution -- a change in its culture. Previously, the culture hindered the division’s ability to move forward. This was revealed in a 1992 review detailing the major obstacles inhibiting management from achieving divisional goals. The division leaders recognized that a change in business philosophy, as opposed to further plant modernization, was required to achieve production goals and stay globally competitive.
Journal Article

Influence of Injection Timing and Piston Bowl Geometry on PCCI Combustion and Emissions

2009-04-20
2009-01-1102
Premixed Charge Compression Ignition (PCCI), a Low Temperature Combustion (LTC) strategy for diesel engines is of increasing interest due to its potential to simultaneously reduce soot and NOx emissions. However, the influence of mixture preparation on combustion phasing and heat release rate in LTC is not fully understood. In the present study, the influence of injection timing on mixture preparation, combustion and emissions in PCCI mode is investigated by experimental and computational methods. A sequential coupling approach of 3D CFD with a Stochastic Reactor Model (SRM) is used to simulate the PCCI engine. The SRM accounts for detailed chemical kinetics, convective heat transfer and turbulent micro-mixing. In this integrated approach, the temperature-equivalence ratio statistics obtained using KIVA 3V are mapped onto the stochastic particle ensemble used in the SRM.
Technical Paper

Induction Hardening Simulation of Steel and Cast Iron Components

2002-03-19
2002-01-1557
The induction hardening process involves a complex interaction of electromagnetic heating, rapid cooling, metallurgical phase transformations, and mechanical behavior. Many factors including induction coil design, power, frequency, scanning velocity, workpiece geometry, material chemistry, and quench severity determine a process outcome. This paper demonstrates an effective application of a numerical analysis tool for understanding of induction hardening. First, an overview of the Caterpillar induction simulation tool is briefly discussed. Then, several important features of the model development are examined. Finally, two examples illustrating the use of the computer simulation tool for solving induction-hardening problems related to cracking and distortion are presented. These examples demonstrate the tool's ability to simulate changes in process parameters and latitude of modeling steel or cast iron.
Technical Paper

High Performance Biodegradable Fluid Requirements for Mobile Hydraulic Systems

1998-04-08
981518
Technical groups worldwide have been actively developing specifications and requirements for biodegradable hydraulic fluids for mobile applications. These groups have recognized that an industry-wide specification is necessary due to the increase in environmental awareness in the agriculture, construction, forestry, and mining industries, and to the increasing number of local regulations primarily throughout Europe. Caterpillar has responded to this need by publishing a requirement, Caterpillar BF-1, that may be used by Caterpillar dealers, customers, and industry to help select high-performance biodegradable hydraulic fluids. This requirement was written with the input of several organizations that are known to be involved with the development of similar types of specifications and requirements.
Technical Paper

From Trolley to Autonomous Vehicle: Perceptions of Responsibility and Moral Norms in Traffic Accidents with Self-Driving Cars

2016-04-05
2016-01-0164
Autonomous vehicles represent a new class of transportation that may be qualitatively different from existing cars. Two online experiments assessed lay perceptions of moral norms and responsibility for traffic accidents involving autonomous vehicles. In Experiment 1, 120 US adults read a narrative describing a traffic incident between a pedestrian and a motorist. In different experimental conditions, the pedestrian, the motorist, or both parties were at fault. Participants assigned less responsibility to a self-driving car that was at fault than to a human driver who was at fault. Participants confronted with a self-driving car at fault allocated greater responsibility to the manufacturer and the government than participants who were confronted with a human driver at fault did.
Technical Paper

FD&E Total Life T-Sample Residual Stress Analytical Predictions and Measured Results

2019-04-02
2019-01-0528
The Society of Automotive Engineers Fatigue Design & Evaluation Committee [SAE FD&E] is actively working on a total life project for weldments, in which the welding residual stress is a key contributor to an accurate assessment of fatigue life. Physics-based welding process simulation and various types of residual stress measurements were pursued to provide a representation of the residual stress field at the failure location in the fatigue samples. A well-controlled and documented robotic welding process was used for all sample fabrications to provide accurate inputs for the welding simulations. One destructive (contour method) residual stress measurement and several non-destructive residual stress measurements-surface X-ray diffraction (XRD), energy dispersive X-ray diffraction (EDXRD), and neutron diffraction (ND)-were performed on the same or similarly welded samples.
Journal Article

Exploring the Pathway to High Efficiency IC Engines through Exergy Analysis of Heat Transfer Reduction

2013-04-08
2013-01-0278
Heat transfer is one of the largest causes of exergy destruction in modern engines. In this paper, exergy distribution modeling was used to determine the potential of reduced engine heat transfer to provide significant gains in engine efficiency. As known from prior work, of itself, reducing heat transfer creates only a small increase in efficiency-most of the exergy is redirected into the exhaust stream-requiring both mechanical and thermal recovery of the exhaust exergy. Mechanical regeneration, through turbocharging and over-expansion, can lead to efficiencies exceeding 50%. Adding thermal regeneration, through high enthalpy steam injection or a bottoming cycle, can increase the efficiency potential to approximately 60%. With implementation of both mechanical and thermal regeneration, the only remaining cause of substantial exergy destruction is the combustion process.
Technical Paper

Exploring Transitional Automation with New and Old Drivers

2016-04-05
2016-01-1442
Age and experience influence driver ability to cope with transitions between automated and manual driving, especially when drivers are engaged in media use. This study evaluated three age cohorts (young/new drivers, adults, and seniors) on their performance in transitions from automated driving to manual vehicle control in a laboratory driving simulator. Drivers were given three tasks to perform during the automated driving segments: to watch a movie on a tablet, to read a story on a tablet, or to supervise the car's driving. We did not find significant differences in people's driving performance following the different tasks. We also did not find significant differences in driving performance between the people in each age group who successfully completed the study; however, the rejection rate of the senior age group was over 30% because many of the people in this age group had difficulty hearing instructions, understanding tasks, or remembering what to do.
Technical Paper

Development of an Experimental Database and Chemical Kinetic Models for Surrogate Gasoline Fuels

2007-04-16
2007-01-0175
The development of surrogate mixtures that represent gasoline combustion behavior is reviewed. Combustion chemistry behavioral targets that a surrogate should accurately reproduce, particularly for emulating homogeneous charge compression ignition (HCCI) operation, are carefully identified. Both short and long term research needs to support development of more robust surrogate fuel compositions are described. Candidate component species are identified and the status of present chemical kinetic models for these components and their interactions are discussed. Recommendations are made for the initial components to be included in gasoline surrogates for near term development. Components that can be added to refine predictions and to include additional behavioral targets are identified as well. Thermodynamic, thermochemical and transport properties that require further investigation are discussed.
Technical Paper

Determination of Flame-Front Equivalence Ratio During Stratified Combustion

2003-03-03
2003-01-0069
Combustion under stratified operating conditions in a direct-injection spark-ignition engine was investigated using simultaneous planar laser-induced fluorescence imaging of the fuel distribution (via 3-pentanone doped into the fuel) and the combustion products (via OH, which occurs naturally). The simultaneous images allow direct determination of the flame front location under highly stratified conditions where the flame, or product, location is not uniquely identified by the absence of fuel. The 3-pentanone images were quantified, and an edge detection algorithm was developed and applied to the OH data to identify the flame front position. The result was the compilation of local flame-front equivalence ratio probability density functions (PDFs) for engine operating conditions at 600 and 1200 rpm and engine loads varying from equivalence ratios of 0.89 to 0.32 with an unthrottled intake. Homogeneous conditions were used to verify the integrity of the method.
Technical Paper

Design for Graphics

1973-02-01
730411
This paper consists of viewing graphics as a language showing it is critical to effective visual communication Equally important is the process of visual translation itself, the practical application of graphic language to expressive requirements. This paper identifies in logical order some of the major message functions of graphic language, and to develop these functions in terms of specific communicative options available to the designer.
Technical Paper

Design Data for “Cocktail Shaker” Cooled Pistons and Valves

1965-02-01
650727
Cocktail shaker cooling is the commonly used term to describe heat transfer in a reciprocating hollow cylinder partially filled with a liquid. The sodium filled valve is a widely used application of this heat transfer concept. This paper presents information that may be useful in the design of cocktail shaker cooled pistons and valves. The design data are presented in nondimensional form using parameters typical of conventional convective heat transfer correlations. An illustrative problem for a piston is presented to show the application of the design data.
Technical Paper

Coordinated Control of Multi-Degree-of Freedom Fuel Systems

1997-04-01
971559
This paper identifies potential performance benefits and computational costs of applying advanced multivariable control theory concepts to coordinate the control of a general multi-degree-of-freedom fuel system. The control variables are injection duration and pressure. The focus is on the design of a robust multi-input multi-output controller using H-infinity and mu synthesis methodology to coordinate the control of injection duration and pressure; reduce overshoots and system sensitivity to parameter variations caused by component aging. Model reduction techniques are used to reduce the order of the H-infinity controller to make it practically implementable. Computer simulation is used to test the robust performance of a generic engine and fuel system model controlled by the reduced order H-infinity controller and a traditional proportional plus integral controller.
Technical Paper

Caterpillar’s Autonomous Journey - The Argument for Autonomy

2016-09-27
2016-01-8005
Today’s business climate and economy demand new, innovative strategies from the initial kickoff of research and development - to the mining of ore from the earth - to the final inspection of a finished product in a mid-western factory. From startup companies with two employees to the largest companies, the world faces new and challenging requirements every day. The demands from companies, customers, executives, and shareholders continue to drive for higher outputs with more efficient use of personnel and investments. Fortunately, the rate of technology continues to exponentially accelerate, which allows those at the cutting edge of technology to capitalize. Caterpillar has been a pioneer in advanced technology since its inception and has been developing the foundation for autonomy over the past four decades.
Technical Paper

CFD Modeling of the Multiphase Flow and Heat Transfer for Piston Gallery Cooling System

2007-10-29
2007-01-4128
Numerical models are used in this study to investigate the oil flow and heat transfer in the piston gallery of a diesel engine. An experiment is set up to validate the numerical models. In the experiment a fixed, but adjustable steel plate is instrumented and pre-heated to a certain temperature. The oil is injected vertically upwards from an underneath injector and impinges on the bottom of the plate. The reduction of the plate temperature is recorded by the thermocouples pre-mounted in the plate. The numerical models are used to predict the temperature history at the thermocouple locations and validated with the experimental data. After the rig model validation, the numerical models are applied to evaluate the oil sloshing and heat transfer in the piston gallery. The piston motion is modeled by a dynamic mesh model, and the oil sloshing is modeled by the VOF (volume of fluid) multiphase model.
Technical Paper

Biodegradable Hydraulic Fluids: A Review

1999-09-14
1999-01-2865
There is an ongoing interest in biodegradable hydraulic fluids. Biodegradable fluids are often considered to include only vegetable oils, polyol esters and diester base stocks. However, other fluid base stocks including highly refined mineral oils, poly(alpha olefins) and fire-resistant fluids such as water-glycol hydraulic fluids are also biodegradable fluid alternatives. This paper will provide an overview of the international literature on biodegradable fluids, various international testing protocol, fluid base stocks, effect of oxidative stability, material compatibility and pump performance.
Technical Paper

Application of a Self-Adjusting Audible Warning Device as a Backup Alarm for Mobile Earthmoving Equipment

2005-11-01
2005-01-3507
Most pieces of mobile equipment (machines) produce an audible signal to indicate movement in the rearward direction. This signal is intended to alert nearby personnel of the potential danger associated with the machine moving in a direction where the operator may not be able to see people or objects in the machine path. Anyone who has been on or near a construction site recognizes the familiar “beep…beep…beep…” of this signal as the backup alarm. To be effective, the backup alarm must be discernible, timely, and relevant to those people where a reaction is intended. As machine designers respond to various sound directives for reducing sound emissions (including the backup alarm), the performance of the backup alarm is receiving special attention. An emerging solution is an alarm capable of sensing ambient sounds and producing an audible signal proportional to the sensed sound levels-a self-adjusting backup alarm.
Technical Paper

Analysis of a Passive Thermal Control System for use on a Lightweight Mars EVA Suit

2000-07-10
2000-01-2480
Development of a suitable EVA suit for use on Mars will be a significant technological challenge. A particular concern is the excessive weight of existing planetary spacesuit designs. Mars has approximately one-third of the Earth's gravitational pull. Therefore, heavy suits will significantly hamper effective EVA operations. A suit design investigated by research groups from Stanford University and U.C. Berkeley uses semi-permeable membranes as a passive thermal control system. This design replaces the bulky active thermal control systems in more traditional spacesuit designs by working with the natural thermal control mechanisms of the human body. This idea is only possible due to the unique Martian atmosphere and the normal way in which the human body regulates its own temperature via sensory feedback to the brain, sweat, and regulation of blood flow.
Journal Article

An Erosion Aggressiveness Index (EAI) Based on Pressure Load Estimation Due to Bubble Collapse in Cavitating Flows Within the RANS Solvers

2015-09-06
2015-24-2465
Despite numerous research efforts, there is no reliable and widely accepted tool for the prediction of erosion prone material surfaces due to collapse of cavitation bubbles. In the present paper an Erosion Aggressiveness Index (EAI) is proposed, based on the pressure loads which develop on the material surface and the material yield stress. EAI depends on parameters of the liquid quality and includes the fourth power of the maximum bubble radius and the bubble size number density distribution. Both the newly proposed EAI and the Cavitation Aggressiveness Index (CAI), which has been previously proposed by the authors based on the total derivative of pressure at locations of bubble collapse (DP/Dt>0, Dα/Dt<0), are computed for a cavitating flow orifice, for which experimental and numerical results on material erosion have been published. The predicted surface area prone to cavitation damage, as shown by the CAI and EAI indexes, is correlated with the experiments.
Technical Paper

An Approach for Modeling the Effects of Gas Exchange Processes on HCCI Combustion and Its Application in Evaluating Variable Valve Timing Control Strategies

2002-10-21
2002-01-2829
The present study introduces a modeling approach for investigating the effects of valve events and gas exchange processes in the framework of a full-cycle HCCI engine simulation. A multi-dimensional fluid mechanics code, KIVA-3V, is used to simulate exhaust, intake and compression up to a transition point, before which chemical reactions become important. The results are then used to initialize the zones of a multi-zone, thermo-kinetic code, which computes the combustion event and part of the expansion. After the description and the validation of the model against experimental data, the application of the method is illustrated in the context of variable valve actuation. It has been shown that early exhaust valve closing, accompanied by late intake valve opening, has the potential to provide effective control of HCCI combustion.
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